Tag: securities

Bank of England and FCA joint approach to the Digital Securities Sandbox
Financial Market Regulation

Bank of England and FCA joint approach to the Digital Securities Sandbox

October 6, 2024
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1: Overview 1.1 This joint Bank of England (the Bank) and Financial Conduct Authority (FCA) policy…

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Shadow Banking and Securities Law
Financial Market Regulation

Shadow Banking and Securities Law

October 1, 2024
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Shadow banking may be the single greatest challenge facing financial regulation. Financial institutions that function like…

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Brokers punished for illegal activities as China steps up securities regulation
Financial Market Regulation

Brokers punished for illegal activities as China steps up securities regulation

August 15, 2024
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China Securities Regulatory Commission (CSRC) in Beijing Photo:VCG Chinese securities regulators have issued more than 12…

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