10 Commandments for Federal Securities Laws

10 Commandments for Federal Securities Laws

U.S. financial markets have long been burdened with a patchwork of outdated, overly complex, paternalistic rules.…

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Bank of England and FCA joint approach to the Digital Securities Sandbox

Bank of England and FCA joint approach to the Digital Securities Sandbox

1: Overview 1.1 This joint Bank of England (the Bank) and Financial Conduct Authority (FCA) policy…

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Shadow Banking and Securities Law

Shadow Banking and Securities Law

Shadow banking may be the single greatest challenge facing financial regulation. Financial institutions that function like…

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Brokers punished for illegal activities as China steps up securities regulation

Brokers punished for illegal activities as China steps up securities regulation

China Securities Regulatory Commission (CSRC) in Beijing Photo:VCG Chinese securities regulators have issued more than 12…

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