Will new powers lead to more effective capital markets regulatory enforcement?

Will new powers lead to more effective capital markets regulatory enforcement?

Authors VIEW MORE VIEW LESS The effects of recent measures to broaden the investigative and enforcement…

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Nasdaq Study Shows Firms Turning to AI and Data Scientists to Enhance Regulatory Compliance

Nasdaq Study Shows Firms Turning to AI and Data Scientists to Enhance Regulatory Compliance

35% of respondents identified advanced technologies and AI as the main influences on their near-term compliance…

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How financial firms can prepare for the 2024 regulatory landscape | EY

How financial firms can prepare for the 2024 regulatory landscape | EY

How financial firms can prepare for the 2024 regulatory landscape | EY – Greece Authors…

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November Global Regulatory Brief: Digital finance | Insights

November Global Regulatory Brief: Digital finance | Insights

SEC 2025 examination priorities to focus on AI use by brokers and advisers The U.S. Securities…

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November Global Regulatory Brief: Risk, capital and financial stability | Insights

November Global Regulatory Brief: Risk, capital and financial stability | Insights

FCA Chief sets out private markets strategy The UK Financial Conduct Authority’s Chief Executive Nikhil Rathi…

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The economic & regulatory implications of Trump’s 2024 election victory

The economic & regulatory implications of Trump’s 2024 election victory

With his resounding victory, President-Elect Trump has the potential to impact a wide range of policy…

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