Financial Market Regulation: All about the SEC, CFTC, FINRA, and NFA

Financial Market Regulation: All about the SEC, CFTC, FINRA, and NFA

The financial markets have plenty of complex rules and regulators to enforce them. © crizzystudio/stock.adobe.com, ©…

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Europe markets watchdog bids to become EU’s version of SEC

Europe markets watchdog bids to become EU’s version of SEC

Unlock the Editor’s Digest for free Roula Khalaf, Editor of the FT, selects her favourite stories…

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Draghi calls for European SEC to fix capital market fragmentation

Draghi calls for European SEC to fix capital market fragmentation

Former European Central Bank president Mario Draghi has called for the European Securities and Markets Authority…

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SEC Warns Against Capital Market Infractions

SEC Warns Against Capital Market Infractions

Dr Emomotimi Agama, DG, SEC Regulation: SEC Warns Against Capital Market Infractions  The Securities and Exchange…

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